David V Barbito

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → 04/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2011-09-20 → 2021-04-21
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Weston, FL
  Miami, FL
  St. Louis, MO
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2011-09-16
• S65 Uniform Investment Adviser Law Examination
  1996-09-25
• S63 Uniform Securities Agent State Law Examination
  1995-08-07

Other Names

• David Vincent Barbito