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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-09-12
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

1110 Castalia Street Suite D, Bellevue, OH 44811 • United States

Sandusky, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bellevue OH 09/2005 03/2020
Ameriprise Financial Services, Llc Bellevue OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1110 CASTALIA ST STE C, , Bellevue, OH, 44811; Investment-Related; 11/14/2019. Business Ownership; Hidden River Partners; shareholder; Owns building, previously reported as real estate activity.; 1110 Castalia St STE C, , Bellevue, OH, 44811; Investment-Related; 07/01/2000; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; United States Auto Club USAC-Flagging; Flag Chief - Lead the volunteer flag marshals during an event, generally at Indianapolis Motor Speedway, but other locations also, like Nashville, TN - for Professional Racing events, IndyCar & NASCAR & SRO.; ; 4910 W 16th St, , Indianapolis, IN, 46224; Not Investment-Related; 07/06/2021; 1 to 9 hours per month; 1 to 9 during trading hours / LST Marketing, LLC; I will support flag marshals to safely flag Red Bull F1 cars and other cars during limited street/parking lot 'antics'. Basically its a 2hr show, although I'll be onsite for approximately 5 hours. Chicago & Nashville are in 2023 and I expect Houston, at least, in 2024.; I will be in charge of marshals for Red Bull F1 show runs. This is primarily a TV/streaming product to entice americans to watch F1.; 4514 Travis Street, STE 350, Dallas, TX, 75205; Not Investment-Related; 09/29/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Penske Entertainment IndyCar, LLC; I will be an Official for IndyCar observing cars on the Indianapolis Motor Speedway (and other ovals) for testing, practice and the annual Indianapolis 500 mile race.; IndyCar Oval Observer; Penske Entertainment INDYCAR LLC, 4551 West 16th ST, Indianapolis , IN, 46222; Not Investment-Related; 04/09/2024; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-16
  • S66 Uniform Combined State Law Examination
    2008-05-16

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