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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-10-13 |
Branch Locations
3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States
711 High St, Des Moines, IA 50392 • United States
Kenilworth, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Downers Grove | IL | 07/2015 | Present |
| Principal Securities | Downers Grove | IL | 09/2015 | Present |
**Summa Financial, no activity associated, owner, 10/16/15. **ALPINA PROPERTIES, LLC POSITION: Member NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2023 ADDRESS: 532 EARLSTON RD, KENILWORTH IL 60043-1015, United States DESCRIPTION: We purchased a condominium we plan to rent out. We have it contracted through a property management company that takes care of all the property's needs in order to minimize any time we have to spend on it. We originally purchased the property directly (personally owned), but transferred it into an LLC as we were getting ready to put it on the rental market to limit our personal liability. **KENILWORTH COMMUNITY FUND POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 519 Richmond Rd., Kenilworth IL 60043, United States DESCRIPTION: Raises donations for not-for-profit organizations that serve the local community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-04 |
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