George John Argeris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-02-17
CA	RA	APPROVED	2000-08-08

TX RA
APPROVED_RES

Since 2011-02-17
CA RA
APPROVED

Since 2000-08-08

Branch Locations

Valencia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Sherman Oaks	CA	02/1997	Present

02/1997 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Sherman Oaks, CA

Other Businesses

1. 06/05/2023 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/05/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-18
S63	Uniform Securities Agent State Law Examination	1992-06-25

S65 Uniform Investment Adviser Law Examination

1999-12-18
S63 Uniform Securities Agent State Law Examination

1992-06-25

View on SEC IAPD