Patrick Francis Dempsey

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-08-02

TX RA
APPROVED

Since 2006-08-02

Branch Locations

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	02/2005	Present

02/2005 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. FIXED INSURANCE SALES UNDER DBA NAME DEMPSEY WEALTH MANAGEMENT LLC, AT BRANCH LOCATION, INVESTMENT RELATED. 2. DEMPSEY WEALTH MANAGEMENT LLC, SOLE MEMBER OF ENTITY CREATED FOR SECURITIES AND INSURANCE BUSINESS, INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-31
S63	Uniform Securities Agent State Law Examination	1992-05-21

S65 Uniform Investment Adviser Law Examination

2006-07-31
S63 Uniform Securities Agent State Law Examination

1992-05-21

Designations

Certified Financial Planner

Other Names

Patrick Francis Dempse

View on SEC IAPD