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Lisa Ann Johnson

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 5015575

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-12-09
  • OH RA
    APPROVED
    Since 2010-12-09

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Dublin OH 08/2005 Present
  • 08/2005 → Present
    Nationwide Investment Services Corporation
    Dublin, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-06
  • S65 Uniform Investment Adviser Law Examination
    2011-04-06
Other Names
  • Lisa Nagy
  • Lisa Ann Nagy

View on SEC IAPD

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