Edward Andrew Rusowicz

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Enico, CA
• 06/2005 → Present
  Kestra Investment Services, Llc
  Enico, CA

Previous Registrations

• 1998-12-17 → 2002-10-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

Business Name: DiaSorin Molecular LLC Investment Related: No Address: 11331 Valley View Street Cypress CA 90630 Nature of Business: Other Other/None of the Above If am the organization's Contracts Manager. Position, Title or Relationship: Contracts Manager Start Date: 4/21/2008 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I am responsible for drafting, negotiating, and implementing all of our agreements. Business Name: Ruso Financial Investment Related: Yes Address: 6345 Balboa Blvd Bldg. IV, Suite 290 Encino CA 91316 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 12/10/2014 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Generate financial plans, provide investment recommendations, manage portfolios. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: INTERSTATE ISLAND; LONG ISLAND EXPRESS MUSIC, 26TH POSITION: I am the artist, and will own the master recordings and publishing rights in the compositions. NATURE: recording artist INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 7 START DATE: 05/20/2019 ADDRESS: 71 Bronze Leaf, Irvine CA 92620 DESCRIPTION: Writing, recording and distributing music. Business Name: 195 26th St. LLC Investment Related: Yes Address: 71 BRONZE LEAF Irvine CA 92620 Nature of Business: Real Estate Position, Title or Relationship: I would be the sole member of the LLC. Start Date: 5/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I would own the property, and be financially responsible for maintaining it in proper condition. A property management firm with whom I contract would be responsible for handling maintenance activities and collecting rental income, etc.

Exams

• S66 Uniform Combined State Law Examination
  1998-11-06
• S63 Uniform Securities Agent State Law Examination
  1992-04-24

Designations

• Certified Financial Planner

Other Names

• Edward Rusowicz