Mathew Paul Schweifler

Current Employers

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-06-13
CO	RA	APPROVED	2014-10-28
CA	RA	APPROVED	2012-07-16

NV RA
APPROVED

Since 2023-06-13
CO RA
APPROVED

Since 2014-10-28
CA RA
APPROVED

Since 2012-07-16

Branch Locations

100 E. Street Ste 207, Santa Rosa, CA 95404 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services	Santa Rosa	CA	07/2012	Present

07/2012 → Present

Sws Financial Services

Santa Rosa, CA

Previous Registrations

2009-05-12 → 2012-07-17

Brokersxpress Llc

Santa Rosa, CA

Santa Rosa, CA

Newbury Park, CA
2007-05-29 → 2009-04-27

Citigroup Global Markets Inc.

San Francisco, CA

Santa Rosa, CA

Napa, CA

Santa Rosa, CA
2004-05-17 → 2007-05-29

Citicorp Investment Services

Santa Rosa, CA

Santa Rosa, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-10
S63	Uniform Securities Agent State Law Examination	1992-04-24

S65 Uniform Investment Adviser Law Examination

1994-03-10
S63 Uniform Securities Agent State Law Examination

1992-04-24

Other Names

Mathew P Schweifler

View on SEC IAPD

Current Employers

Momentum Independent Network Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews