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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-10
  • IL RA
    APPROVED
    Since 2024-12-10

Branch Locations

1380 Patriot Blvd, Glenview, IL 60026 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Chicago IL 06/2010 06/2018
Lincoln Financial Advisors Chicago IL 06/2018 11/2024
Peerless Practice Llc Vernon Hills IL 09/2020 05/2021
Lincoln Financial Advisors Chicago IL 06/2018 09/2020
Us Bancorp Investments Rosemont IL 06/2010 06/2018
Fifth Third Bank Rosemont IL 06/2021 11/2024
Fifth Third Securities Rosemont IL 06/2021 11/2024
Wells Fargo Clearing Services, Llc Chicago IL 11/2024 Present
  • 06/2010 → 06/2018
    Chicago, IL
  • 06/2018 → 11/2024
    Lincoln Financial Advisors
    Chicago, IL
  • 09/2020 → 05/2021
    Peerless Practice Llc
    Vernon Hills, IL
  • 06/2018 → 09/2020
    Lincoln Financial Advisors
    Chicago, IL
  • 06/2010 → 06/2018
    Us Bancorp Investments
    Rosemont, IL
  • 06/2021 → 11/2024
    Fifth Third Bank
    Rosemont, IL
  • 06/2021 → 11/2024
    Fifth Third Securities
    Rosemont, IL
  • 11/2024 → Present
    Chicago, IL
Previous Registrations
  • 2021-06-10 → 2024-11-27
    Rosemont, IL
    Gurnee, IL
    Waukegan, IL
    Oak Brook, IL
    Oak Brook, IL
    Rosemont, IL
    Chicago, IL
  • 2018-06-25 → 2021-01-12
    Osaic Fa, Inc.
    Chicago, IL
    Edina, MN
  • 2010-06-30 → 2018-06-15
    Chicago, IL
    Chicago, IL
    Rosemont, IL
    Countryside, IL
    Chicago, IL
    Mt Prospect, IL
    Hinsdale, IL
    Elmwood Park, IL
    Oak Park, IL
    Elmhurst, IL
    Stickney, IL
    Lombard, IL
    Westchester, IL
    Chicago, IL
    Downers Grove, IL
    Glenview, IL
    Oak Lawn, IL
    Rolling Meadows, IL
    Morton Grove, IL
    Hometown, IL
    Chicago, IL
    Chicago Heights, IL
    Chicago, IL
  • 2010-04-30 → 2010-07-02
    Firstmerit Advisors, Inc.
    Niles, IL
    Akron, OH
  • 2005-03-08 → 2006-07-21
    Vision Asset Management Inc
    Chicago, IL
Other Businesses

ST MARY OF VERNON CATHOLIC CHURCH; NOT INV RELATED;VERNON HILLS,IL; RELIGIOUS EDUCATION.; START DATE: 04/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-24
S65 Uniform Investment Adviser Law Examination 1995-01-11
S63 Uniform Securities Agent State Law Examination 1992-04-29
  • S66 Uniform Combined State Law Examination
    2005-10-24
  • S65 Uniform Investment Adviser Law Examination
    1995-01-11
  • S63 Uniform Securities Agent State Law Examination
    1992-04-29
Other Names
  • Terry Newman
  • Terrence Adams
  • Terrence Allen Adams
  • Terrence Allen Newman

View on SEC IAPD

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