Grant Allen Knox

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Pacifica Mortgage
  La Mesa, CA
• 02/2010 → 09/2023
  Sagepoint Financial, Inc.
  La Mesa, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Mesa, CA

Previous Registrations

• 2010-03-01 → 2023-09-01
  Osaic Services, Inc.
  San Diego, CA
  La Mesa, CA
• 2006-06-26 → 2010-02-25
  Woodbury Financial Services, Inc.
  La Mesa, CA
  La Mesa, CA
• 2005-10-21 → 2006-06-27
  Independent Financial Group, Llc
  La Mesa, CA
  La Mesa, CA
• 2005-01-03 → 2005-10-21
  Independent Financial Group, Llc
  La Mesa, CA
• 2000-06-05 → 2004-12-31
  Brookstreet Securities Corporation
  La Mesa, CA

Other Businesses

1)KNOX FINANCIAL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 04/29/1999 ADDRESS: 9120 SPICE ST. LA MESA CA 91941 DESCRIPTION:SELL LTC INSURANCE AND LIFE INSURANCE 2)KNOX FINANCIAL POSITION: Loan officer NATURE: RE agency and mortgage brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 START DATE: 04/29/1999 ADDRESS: 9120 SPICE ST. LA MESA CA 91941 DESCRIPTION: originate mortgages and manage investment real estate 3)GRANT KNOX POSITION: trustee NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 9120 spice street, la mesa CA 91941 DESCRIPTION: trustee for my brother's special needs trust 4)RENTAL PROPERTY POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 9120 spice street, la mesa CA 91941 DESCRIPTION: i own one rental condos that i maintain, repair, and rent

Exams

• S66 Uniform Combined State Law Examination
  2010-10-13
• S63 Uniform Securities Agent State Law Examination
  1992-04-15