Michael Joseph Lucia

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 04/2018
  H. Beck, Inc.
  Rockville, MD
• 04/2018 → Present
  Integrity Alliance, Llc
  San Diego, CA

Previous Registrations

• 2009-07-09 → 2018-04-20
  Grove Point Investments, Llc
  Long Beach, CA
  La Jolla, CA
• 2009-06-01 → 2009-06-23
  Morgan Stanley
  San Diego, CA
• 2007-08-17 → 2009-06-01
  Citigroup Global Markets Inc.
  San Diego, CA
• 1999-12-09 → 2007-08-22
  Raymond J. Lucia Companies, Inc.
  Las Vegas, NV
  San Diego, CA
• 2004-04-19 → 2006-02-22
  Rjl Financial Network, L.L.C.
  Omaha, NE
• 1997-07-08 → 2002-09-30
  The Advisors Group, Inc.
  San Diego, CA

Other Businesses

RENTAL PROPERTY ELISA LANE, SAN DIEGO, CA 92128 POSITION: OWNER NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: YES HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2008 ADDRESS: ELISA LANE, SAN DIEGO CA 92128 DESCRIPTION: OWNER MICHAEL J. LUCIA AND ASSOCIATES POSITION: OWNER: DBA FOR INSURANCE, SECURITIES, AND ADVISORY PRODUCTS. INVESTMENT RELATED: NUMBER OF HOURS PER MONTH 110, DURING TRADING 90 START DATE: 03/09/2012 ADDRESS: 13400 SABRE SPRINGS PKWY, #145, SAN DIEGO CA 92128 DESCRIPTION: SALES AND SERVICE OF INSURANCE, SECURITIES, AND ADVISORY PRODUCTS. SOPHIA LUCIA, LLC POSITION: NO OFFICIAL POSITION NATURE: OTHER OBA INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2014 ADDRESS: 13400 SABRE SPRINGS PARKWAY, SUITE 235, SAN DIEGO CA 92128 DESCRIPTION: SOPHIA LUCIA, LLC IS AN ENTITY TO HELP MANAGE THE ENTERPRISE OF MY DAUGHTER'S DANCE CAREER. CURRENTLY MY WIFE IS RUNNING ALMOST ALL OF THE OPERATION. MJL INSURANCE MARKETNG SOLUTIONS, INC POSITION: CEO NATURE: INSURANCE SALES INVESTMENT RELATED; NUMBER OF HOURS: 50 HOURS PER MONTH, 40 DURING TRADING; START DATE: 05/15/2015 ADDRESS: 13400 SABRE SPRINGS PARKWAY, SUITE 145, SAN DIEGO CA 92128 DESCRIPTION: INSURANCE MARKETING, SALES & SUPPORTING AGENTS OF FIXED INSURANCE PRODUCTS, GUEST SPEAKING/APPEARANCES FOR EVENTS

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-27

Designations

• Chartered Financial Consultant

Other Names

• Michael J Lucia