Christopher Richard Maggard

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-02-05

MI RA
APPROVED

Since 2010-02-05

Branch Locations

11555 16 Mile, Sterling Heights, MI 48312 • United States

1383 Rochester Rd., Rochester, MI 48307 • United States

18276 Hall Road, Clinton Township, MI 48038 • United States

13741 Hall Road, Shelby Township, MI 48315 • United States

100 Cass Ave., Mt. Clemens, MI 48043 • United States

13555 23 Mile, Shelby Township, MI 48315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Roseville	MI	12/2006	Present

12/2006 → Present

Fifth Third Securities

Roseville, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-19
S63	Uniform Securities Agent State Law Examination	1992-05-01

S65 Uniform Investment Adviser Law Examination

2007-04-19
S63 Uniform Securities Agent State Law Examination

1992-05-01

Other Names

Chris Richard Maggard

View on SEC IAPD