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Dan Edward Klein

First Western Securities, Inc.

Hurst, TX

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Current Employers
First Western Securities, Inc.

669 Airport Freeway Suite 409, Hurst, TX 76053 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-10
  • TX RA
    APPROVED
    Since 2019-07-10

Branch Locations

669 Airport Freeway #409, Hurst, TX 76053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Securities, Inc. Ft. Worth TX 04/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-09
S63 Uniform Securities Agent State Law Examination 1992-06-29
  • S66 Uniform Combined State Law Examination
    2019-07-09
  • S63 Uniform Securities Agent State Law Examination
    1992-06-29

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HURST, TX
FIRST WESTERN SECURITIES, INC. · HURST, TX
EDWARD JONES · HURST, TX
LEO FUNDS AMERICAS, LLC · HURST, TX
LEO WEALTH AMERICAS, LLC · HURST, TX
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