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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-28 |
| TX | RA | APPROVED | 2021-09-24 |
Branch Locations
8950 South 52Nd Street Ste #204, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Tempe | AZ | 07/2008 | 09/2021 |
| Osaic Wealth, Inc. | Tempe | AZ | 09/2021 | Present |
1) MARTIN BUSINESS GROUP, 8950 SOUTH 52ND STREET, SUITE 204, TEMPE, AZ 85284 CATEGORY: CONSULTANT INVESTMENT-RELATED: YES TITLE: SOLE PROPRIETORSHIP: CONSULT WITH BUSINESS OWNERS TO ORGANIZE AND STREAMLINE THEIR OFFICE, ESTABLISH BUSINESS AND MARKETING PLANS AND PROVIDE ACCOUNTABILITY AND MEASUREMENT STANDARDS,PUBLIC SPEAKING ON BUSINESS TOPICS, START DATE: 8/1/2008 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 2) LEGACY WEALTH ALLIANCE, 8950 SOUTH 52ND STREET, SUITE 204, TEMPE, AZ 85284; PRESIDENT, SHAREHOLDER; INSURANCE; INVESTMENT RELATED; SALES OF DISABILITY, FIXED, TRADITIONAL INSURANCE PRODUCTSAS WELL AS INDEXED ANNUITIES, ACCIDENT & HEALTH INSURANCE, COMMISSION BASED GROUP BENEFITS, LONG TERM CARE INSURANCE, PROPERTY & CASUALTY INSURANCE; START DATE: 3/1/09; 100 HPM, 80 DURING TRADING HRS. 3) TODD MARTIN, 8950 SOUTH 52ND STREET, SUITE 204, TEMPE, AZ 85284 CATEGORY: P & C INSURANCE INVESTMENT-RELATED: YES TITLE: SOLE PROPRIETORSHIP: PROVIDE P& C INSURANCE START DATE: 6/2013 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4 DESCRIPTION: Agent duties, provide P & C insurance 4) LEGACY BUSINESS ALLIANCE, 8950 SOUTH 52ND STREET, SUITE 204, TEMPE, AZ 85284 INVESTMENT-RELATED: NO; HOURS PER MONTH: 10; HOURS PER MONTH DURING TRADING HOURS: 10 TITLE: SELF, SOLE PROPRIETORSHIP START DATE: 10/2013 DUTIES: PUBLIC SPEAKING AND CONSULTING WITH BUSINESS OWNERS TO ESTABLISH ACCOUNTABILITY AND HELP THEM REACH THEIR GOALS. 5) LEGACY WEALTH ALLIANCE POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1800 ADDRESS: 8950 South 52nd Street, Ste #204, Tempe AZ 85284, United States DESCRIPTION: Insurance, investment related, sale of disability, fixed & traditional insurance products as well as indexed annuities, accident & health insurance, group benefits, long term care insurance, property & casualty insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-21 |
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