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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-08
  • NY RA
    APPROVED
    Since 2025-12-08

Branch Locations

4 Tower Place Suite 1001, Albany, NY 12203 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-14
  • NY RA
    APPROVED
    Since 2025-10-14

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

4 Tower Place Suite 1001, Albany, NY 12203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Ayco Latham NY 06/2014 08/2017
Goldman Sachs Ayco Saratoga Springs NY 08/2017 02/2022
Shade Tree Advisors Llc Saratoga Springs NY 02/2022 07/2025
Cerity Partners Llc New York NY 10/2025 Present
  • 06/2014 → 08/2017
    Goldman Sachs Ayco
    Latham, NY
  • 08/2017 → 02/2022
    Goldman Sachs Ayco
    Saratoga Springs, NY
  • 02/2022 → 07/2025
    Saratoga Springs, NY
  • 10/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-22
  • S66 Uniform Combined State Law Examination
    2006-05-22

View on SEC IAPD

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