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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-11-19 |
| TX | RA | APPROVED_RES | 2010-01-19 |
| KS | RA | APPROVED | 2005-03-28 |
Branch Locations
9504 E 63Rd St. Ste 102, Raytown, MO 64133 • United States
9201 Bond Street, Overland Park, KS 66214 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) FORGY FINANCIAL LLC, 11872 W 91ST ST, OVERLAND PARK, KS, 10/1998. CPA/MANAGING MEMBER, PROVIDE ACCOUNTING SERVICES. INV REL-10/WK-2/TRADING. 2) INDEPENDENT INSURANCE AGENT, 11872 W 91ST ST, OVERLAND PARK, KS, 1/1996 SELLING LIFE, HEALTH, DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2 HR/WK - 1/TRADING. 3) Cambridge Investment Research Advisors, Inc., 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2004, Investment Advisor Representative, Owner/Partner of a Business Entity, INV REL, 120 HR/MO, 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-05 |
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