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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

5100 Blue Ridge Blvd, Raytown, MO 64133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tax Shoppe Raytown MO 01/2000 01/2022
Cetera Advisors Llc Denver CO 01/2014 Present
Garrison & Associates / The Tax Shoppe Raytown MO 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2000 → 01/2022
    The Tax Shoppe
    Raytown, MO
  • 01/2014 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2022 → Present
    Garrison & Associates / The Tax Shoppe
    Raytown, MO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START JANUARY 2014, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, AND ANNUITIES 2. NAME OF OTHER BUSINESS: GARRISON & ASSOCIATES / THE TAX SHOPPE; INVESTMENT RELATED: NO; ADDRESS: 5100 BLUE RIDGE BLVD, RAYTOWN, MO 64133; NATURE OF BUSINESS: TAX & ACCOUNTING SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: ACCOUNTANT / ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGE TAX & ACCOUNTING BUSINESS, PREPARE TAX RETURNS, ACCOUNTING WORK; 3. NAME OF OTHER BUSINESS: COLLECTIVE WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: PARTNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: GARRISON HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR COMMERCIAL REAL ESTATE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-10
S63 Uniform Securities Agent State Law Examination 2002-12-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-10
  • S63 Uniform Securities Agent State Law Examination
    2002-12-18

View on SEC IAPD

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