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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Tax Shoppe | Raytown | MO | 01/2000 | 01/2022 |
| Cetera Advisors Llc | Denver | CO | 01/2014 | Present |
| Garrison & Associates / The Tax Shoppe | Raytown | MO | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START JANUARY 2014, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, AND ANNUITIES 2. NAME OF OTHER BUSINESS: GARRISON & ASSOCIATES / THE TAX SHOPPE; INVESTMENT RELATED: NO; ADDRESS: 5100 BLUE RIDGE BLVD, RAYTOWN, MO 64133; NATURE OF BUSINESS: TAX & ACCOUNTING SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: ACCOUNTANT / ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGE TAX & ACCOUNTING BUSINESS, PREPARE TAX RETURNS, ACCOUNTING WORK; 3. NAME OF OTHER BUSINESS: COLLECTIVE WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: PARTNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: GARRISON HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR COMMERCIAL REAL ESTATE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
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