William David Leven

Current Employers

Employment History

• 07/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 07/2015 → Present
  Bank Of America, N.A,
  Houston, TX

Previous Registrations

• 2003-09-12 → 2015-07-13
  Ubs Financial Services Inc.
  Houston, TX
  Weehawken, NJ
  Houston, TX
  Houston, TX
  Houston, TX
• 2003-01-03 → 2003-09-15
  Oppenheimer & Co. Inc.
  Houston, TX
• 2002-12-06 → 2003-01-03
  Cibc World Markets Corp.
  Houston, TX

Other Businesses

STONE STREET INVESTMENT LP., STONE STREET INVESTMENTS C/O INVESTMENT TAX GROUP, NEW YORK, N.Y. 10038. NOT INVESTMENT RELATED. BUSINESS - PRIVATE EQUITY AND REAL ESTATE INVESTMENT. TITLE - LIMITED PARTNER. START DATE - 01/01/1997. DUTIES/NONE. HOURS/MONTHS/NONE MOTOWN RENAISSANCE, PARTNER START DATE 2008. INVESTING IN DETROIT SINGLE FAMILY HOMES. OWNERSHIP IS 66.67%.ADDRESS IS HOUSTON, TX 77098 PLACER HOLDINGS I*83329 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MOTOWN RENAISSANCE, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOUSTON, TEXAS 77098 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 7/1/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS ENTITY WAS FORMED TO BUY AND THEN RENT OUT SINGLE FAMILY HOMES IN DETROIT AND THE SURROUNDING NEIGHBORHOODS. I AM THE GENERAL PARTNER AND I HAVE A MANAGEMENT COMPANY TO MAINTAIN PROPERTIES AND PAY RENTS. I*82865 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS AND GIRLS CLUB OF GREATER HOUSTON INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77009 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 4/1/2008 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BOYS AND GIRLS CLUBS OF GREATER HOUSTON IS DEDICATED TO SUPPORTING AT RISK YOUTH, PARTICULARLY DURING THE HIGH RISK AFTER SCHOOL HOURS AND SUMMER. I AM ON THE BOD AND SERVE ON THE FINANCE AND INVESTMENT COMMITTEES. I*90396 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PALISADE PALMS CONDOMINIUMS INVESTMENT RELATED: N ADDRESS OF BUSINESS: GALVESTON, TEXAS 77550 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, I OWN A BUILDING IN THE CONDO START DATE OF RELATIONSHIP: 2/2/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I WANTED A SECOND HOME BY THE BEACH. WE PURCHASED THIS AND REALIZED THAT WE COULD OFFSET SOME OF THE EXPENSES BY RENTING IT OUT. WE UTILIZE A SERVICE IN THE BUILDING TO RENT IT OUT WHERE THEY HANDLE EVERYTHING. I*134412 For profit or not for profit: Non-Profit Organization Name of outside business organization: Boys & Girls Clubs of Greater Houston Investment related: N Address of business: Houston, Texas 77098 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 10/1/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: I would become Chairman of the Boys & Girls Clubs of Greater Houston, overseeing the professional staff on behalf of the Board of Directors. I have served on the Executive Committee and on the Board for over 20 years.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-08
• S63 Uniform Securities Agent State Law Examination
  1992-07-14

Other Names

• Will Leven
• William D. Leven