Janet Lynne Ross

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Other Businesses

LIFE INSURANCE, H&A, ANNUITY AND LTC POSITION: INDEPENDENT AGENT NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 06/30/1987 ADDRESS: 4760 BUSSENDORFER RD., ORCHARD PARK NY 14127 DESCRIPTION: I AM LICENSED WITH THE STATE OF NEW YORK TO SELL LIFE INSURENCE, H&A, VARIABLE AND REGULAR ANNUITIES AND LTC. I HAVE NOT GENERATED NEW BUSINESS IN THIS AREA FOR SEVERAL YEARS, BUT I MAINTAIN THE ICENSE SO THAT I MAY OFFER THE SERVICE WHEN APPROPRIATE. THE LICENSE IS FILED UNDER MY HOME ADDRESS AS NOTED ABOVE.BEFORE SELLING ANYPOLICY TO ANY CLIENT, I FIRST ANALYZE WHICH COMPANY WOULD PROVIDE THE BEST PRODUCT TO SUIT THE CLIENT'S NEEDS AND ATTHE BEST VALUE AND THEREFORE HAVE NOT LISTED A SPECIFIC COMPANY ADDRESS. MARY KAY CONSULTANT POSITION: Consultant NATURE: Cosmetics INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1997 ADDRESS: 4760 Bussendorfer Rd., Orchard Park NY 14127, United States DESCRIPTION: I order product as needed to maintain an inventory that is specific to my customer base. When a customer calls or notifies me of what they wish to buy, I compile their order and deliver it to them. NOTARY POSITION: notary NATURE: Confirming the identity of the person in front of me and that they have signed the document. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/1984 ADDRESS: 4760 Bussendorfer Rd., Orchard Park NY 14127, United States DESCRIPTION: When a client needs something to be notarized, whether directly related to what we are already doing or forms they need notarized for something else, I notarize the paperwork as necessary or as a courtesy.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-06-08

Designations

• Certified Financial Planner