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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rast Financial Services | Lake Como | NJ | 01/2000 | Present |
| Voya Financial Advisors | Lake Como | NJ | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo Ca | CA | 06/2021 | 06/2023 |
NAME OF ENTITY:Rast Financial Services, LLC/Scott S Rast Insurance; Yes; 600 17TH AVE; BELMAR; NJ; 7719; FINANCIAL SERVICES/TAX PREP; owner; 1/1/2003; 108; 102; DBA for insurance and securities sales/PREP TAXES|NAME OF ENTITY:Scott S Rast - Musician; No; 600 17TH AVE; BELMAR; NJ; 7719; Sole-Proprietor; Musician; 1/1/2015; 12; 0; Performs music at benefits, local taverns, and wineries.|NAME OF ENTITY:American Insurance Services; No; 1129 RARITAN ROAD; CLARK; NJ; 7066; property and casualty; producer; 1/1/1998; 1; 1; property and casualty for businesses|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 600 17TH AVE; BELMAR; NJ; 7719; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/3/2002; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-16 |
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