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Scott Stephen Rast

Cetera Investment Advisers LLC

Lake Como, NJ

CRD 2229024

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-29
  • NJ RA
    APPROVED
    Since 2023-06-29

Branch Locations

Lake Como, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rast Financial Services Lake Como NJ 01/2000 Present
Voya Financial Advisors Lake Como NJ 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisor Networks Llc El Segundo Ca CA 06/2021 06/2023
  • 01/2000 → Present
    Rast Financial Services
    Lake Como, NJ
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lake Como, NJ
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2021 → 06/2023
    Cetera Advisor Networks Llc
    El Segundo Ca, CA
Previous Registrations
Other Businesses

NAME OF ENTITY:Rast Financial Services, LLC/Scott S Rast Insurance; Yes; 600 17TH AVE; BELMAR; NJ; 7719; FINANCIAL SERVICES/TAX PREP; owner; 1/1/2003; 108; 102; DBA for insurance and securities sales/PREP TAXES|NAME OF ENTITY:Scott S Rast - Musician; No; 600 17TH AVE; BELMAR; NJ; 7719; Sole-Proprietor; Musician; 1/1/2015; 12; 0; Performs music at benefits, local taverns, and wineries.|NAME OF ENTITY:American Insurance Services; No; 1129 RARITAN ROAD; CLARK; NJ; 7066; property and casualty; producer; 1/1/1998; 1; 1; property and casualty for businesses|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 600 17TH AVE; BELMAR; NJ; 7719; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/3/2002; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-04
S63 Uniform Securities Agent State Law Examination 1998-09-16
  • S65 Uniform Investment Adviser Law Examination
    2009-08-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-16

View on SEC IAPD

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