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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2013-01-07 |
| TX | RA | APPROVED_RES | 2012-06-05 |
| WA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2009 | Present |
| Bank Of America, N.A. | Bellevue | WA | 07/2011 | Present |
I*2712265, Entity Type: Entity For Profit, Name of OBA: Black Dog Digs LLC, Address: Sun valley , Idaho, 83353, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/08/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: respond to property management company for direction, rental home I*2725261, Entity Type: Entity For Profit, Name of OBA: Black Dog Digs LLC, Address: Sun Valley , Idaho, 83353, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/11/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: oversee property manager, Rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-27 |
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