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Current Employers
Sovereign Wealth Advisors Llc

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sch Advisors, Llc Houston TX 12/2007 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 01/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2025
Lpl Financial Llc Houston TX 01/2025 Present
  • 12/2007 → Present
    Sch Advisors, Llc
    Houston, TX
  • 01/2013 → 01/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 01/2025
    Schaumburg, IL
  • 01/2025 → Present
    Lpl Financial Llc
    Houston, TX
Previous Registrations
  • 2008-01-14 → 2025-12-31
    Sch Advisors, Llc
    Houston, TX
  • 2023-06-29 → 2025-02-07
    Houston, TX
    Longboat Key, FL
  • 2019-05-08 → 2023-06-29
    Cetera Wealth Services, Llc
    Oakland, CA
    Houston, TX
    Longboat Key, FL
  • 2002-01-02 → 2008-01-16
    Associated Planners Investment Advisory Inc
    Houston, TX
Other Businesses

1 - 01/2025 - SCH ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 10 Hours During Trading - At reported business location(s). 2 - 01/2025 - HUCKLEBERRY VENTURES, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour/Month - TX 770982 - OBA Start Date: 01/01/2015. 3- 02/05/2025- SCH ADVISORS, LLC- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 10 Hour During Trading- I temporarily provide limited services through SCH Advisors, LLC, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity in 1/2025, and expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22
Other Names
  • Craig Hall

View on SEC IAPD

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