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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2012-12-21 |
Branch Locations
111 Veterans Mem Blvd Ste 940, Metairie, LA 70005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Metairie | LA | 10/2012 | Present |
| Steven Dugal | Metairie | LA | 10/2012 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
| Northwestern Mutual | Mdetairie | LA | 12/2012 | Present |
| Emmett Dupas | Metairie | LA | 02/2017 | Present |
1. 50% Owner, Rental property, 80385 7th St, Covington, la 70433, Owns with husband. investment related. 2. ROCCO HOLDINGS LLC, 608 BOCAGE CT N, COVINGTON, , LOUISIANA, 70433, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/15/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-07 |
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