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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-05-16 |
| TX | RA | APPROVED_RES | 2017-03-14 |
| NC | RA | APPROVED | 2017-03-04 |
Branch Locations
6805 Carnegie Blvd Suite 380, Charlotte, NC 28211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Charlotte | NC | 09/2009 | 01/2017 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 01/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Charlotte | NC | 02/2017 | Present |
| St. George'S Episcopal Church | Germantown | TN | 04/2019 | 09/2019 |
(1)Name of Business: Cygnus Asset Management, LLC Address: 6805 Carnegie Blvd Ste 380, Charlotte, NC, 28211, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/27/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - Branch Manager (2)Name of Business: DENEB Creative, LLC Address: 5109 Tedorill Lane, Charlotte, NC, 28226, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/27/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Publishing Inspirational Books (3)Name of Business: Mt. Pleasant Highwayh 200 LLC Address: 5109 Tedorill Lane, Charlotte, NC, 28226, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate Investment (Land)...1.05% ownership with spouse (4)Name of Business: Shaw Address: 5109 Tedorill Lane, Charlotte, NC, 28226, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 02/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Determining which charities to donate to, I also file the tax return and delegate/make investment decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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