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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-09-01

Branch Locations

Ramsey, NJ • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 08/2010 08/2023
Massmutual Sprigfield MA 08/2023 Present
Mml Investors Services, Llc Ramsey NJ 08/2023 Present
  • 08/2010 → 08/2023
    Ubs Financial Services
    Weehawken, NJ
  • 08/2023 → Present
    Massmutual
    Sprigfield, MA
  • 08/2023 → Present
    Ramsey, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-01
  • S66 Uniform Combined State Law Examination
    2010-12-01
Other Names
  • James Patrick Langham
  • James Langham

View on SEC IAPD

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