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Joseph Moschella

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-01-20
TX RA APPROVED_RES 2015-07-15
NJ RA APPROVED 2009-06-01
  • CT RA
    APPROVED
    Since 2016-01-20
  • TX RA
    APPROVED_RES
    Since 2015-07-15
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Morristown NJ 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Morristown, NJ
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pearl River, NY
    Pearl River, NY
  • 2002-07-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pearl River, NY
    Pearl River, NY
    Fairfield, NJ
    Fairfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-24
S63 Uniform Securities Agent State Law Examination 1993-01-04
  • S65 Uniform Investment Adviser Law Examination
    2012-09-24
  • S63 Uniform Securities Agent State Law Examination
    1993-01-04

View on SEC IAPD

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EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
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LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
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