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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-12 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
25A Hanover Rd Ste 103, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wayne | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 03/2020 | Present |
Business Ownership; Edward Landau, LLC; the business purpose of my LLC is an operating company for my practice.; the business purpose of my LLC is an operating company for my practice.; 504 Valley Road, , Wayne, NJ, 07470; Investment-Related; 06/04/2013; 60 hours per month; 1 to 9 during trading hours. Outside Employment; D Light Inc; Financial Advisor; Manage advisory business; 25A Hanover Road, Suite 103, Florham Park, NJ, 07932; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-31 |
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