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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-01 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2021-01-08 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
Bonita Springs, FL • United States
Melville, NY • United States
58 South Service Road Suite 400, Melville, NY 11747 • United States
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. JMG Ventures; Investment related Yes; Holding Company; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2013; During business hours: 0; After business hours: 1.0; president
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-30 |
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