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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-07-21 |
| LA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Webster | TX | 03/1992 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Baton Rouge | LA | 05/1992 | 07/2021 |
| Thompson Coaching | Baton Rouge | LA | 01/2007 | 07/2021 |
| The Winners Llc | Baton Rouge | LA | 12/1996 | 07/2021 |
| Split Second Choice, Llc | Baton Rouge | LA | 04/2009 | 09/2019 |
| Lpl Financial Llc | Baton Rouge | LA | 07/2021 | Present |
1) 1/2007 - Business Owner - Thompson Coaching - Not Investment Related - Baton Rouge, LA 70816 2) 6/1998 - Outside/W-2 Employment - The Winner Institute - Not Investment Related - Baton Rouge, LA 70816 3) 1/2022 - DBA for LPL Business (entity for LPL business) - WRI Investments - Investment Related - Baton Rouge, LA 70816 4) 02/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/01/2022 - 4 Hours Per Month/1 Hours During Securities Trading. 5) 03/02/2022- The Winners LLC - Not Investment Related - 10988 N. Harrells Ferry Rd, Suite 3 / Baton Rouge LA 70816 - Outside/W-2 Employment - Instructor / Facilitator - Start Date - 12/1996
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-24 |
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