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George Pentecost Thompson

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-21
LA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • LA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Webster TX 03/1992 07/2021
Various Insurance Carriers For W & R Insurance Agencies Baton Rouge LA 05/1992 07/2021
Thompson Coaching Baton Rouge LA 01/2007 07/2021
The Winners Llc Baton Rouge LA 12/1996 07/2021
Split Second Choice, Llc Baton Rouge LA 04/2009 09/2019
Lpl Financial Llc Baton Rouge LA 07/2021 Present
  • 03/1992 → 07/2021
    Waddell & Reed, Inc.
    Webster, TX
  • 05/1992 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Baton Rouge, LA
  • 01/2007 → 07/2021
    Thompson Coaching
    Baton Rouge, LA
  • 12/1996 → 07/2021
    The Winners Llc
    Baton Rouge, LA
  • 04/2009 → 09/2019
    Split Second Choice, Llc
    Baton Rouge, LA
  • 07/2021 → Present
    Baton Rouge, LA
Previous Registrations
  • 2002-06-17 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Webster, TX
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Edmond, OK
Other Businesses

1) 1/2007 - Business Owner - Thompson Coaching - Not Investment Related - Baton Rouge, LA 70816 2) 6/1998 - Outside/W-2 Employment - The Winner Institute - Not Investment Related - Baton Rouge, LA 70816 3) 1/2022 - DBA for LPL Business (entity for LPL business) - WRI Investments - Investment Related - Baton Rouge, LA 70816 4) 02/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/01/2022 - 4 Hours Per Month/1 Hours During Securities Trading. 5) 03/02/2022- The Winners LLC - Not Investment Related - 10988 N. Harrells Ferry Rd, Suite 3 / Baton Rouge LA 70816 - Outside/W-2 Employment - Instructor / Facilitator - Start Date - 12/1996

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-24
  • S66 Uniform Combined State Law Examination
    2005-01-24
Designations
Other Names
  • George Pentecost Thompson
  • George Thompson

View on SEC IAPD

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