Tracy Benjamin Veillette

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2021
  Voya Financial Advisors
  Minneapolis, MN
• 12/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-30 → 2021-12-09
  Voya Financial Advisors, Inc.
  Lisle, IL
  Minneapolis, MN
  Minneapolis, MN
  Irvine, CA

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES; 2. NAME OF OTHER BUSINESS: TRACY VEILLETTE INVESTMENT RELATED: NO ADDRESS: 3519 EDWARD ST NE SAINT ANTHONY MN 55418 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: LANDORD DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-13
• S63 Uniform Securities Agent State Law Examination
  1994-03-22

Designations

• Certified Financial Planner