Kenneth David Silverman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2019
  Ubs Financial Services Inc
  Melville, NY
• 11/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2005 → Present
  Law Office Of Kenneth D Silverman
  Farmingdale, NY
• 01/2017 → 06/2023
  39 Oakland Llc
  Babylon, NY
• 01/2018 → Present
  84 Carlton Llc
  Babylon, NY
• 01/2011 → 06/2023
  1290 Wilson Llc
  Babylon, NY
• 11/2019 → Present
  Four Financial Group
  Farmingdale, NY
• 11/2020 → Present
  Grant Islip, Llc
  Babylon, NY
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-10-14 → 2010-07-29
  Bny Mellon Securities Corporation
  New York, NY
  Uniondale, NY
  New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: LAW OFFICES OF KENNETH D SILVERMAN ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LAW OFFICE AND TAX PLANNING ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE LEGAL AND TAX PLANNING SERVICES TO LOCAL AREA. PRACTICE INCLUDES REAL ESTATE, TRUST AND ESTATES, BUSINESS LAW AND TAX PLANNING ; 2. NAME OF OTHER BUSINESS: 84 CARLTON LLC INVESTMENT RELATED: NO ADDRESS: 15 E SHORE DRIVE BABYLON, NY 11702 NATURE OF BUSINESS: MULTI FAMILY REAL ESTATE START DATE: 2018 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 3. NAME OF OTHER BUSINESS: FOUR FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENTS & INSURANCE; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT AND INSURANCE ADVICE AND GUIDANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-17
• S63 Uniform Securities Agent State Law Examination
  1992-04-24

Other Names

• Kenneth D Silverman