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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
14274 N Northsight Blvd Suite 100, Scottsdale, AZ 85260 • United States
Sedona, AZ • United States
8945 N Meridian St Ste 220, Indianapolis, IN 46260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Real Estate Ownership; Single Family; 4957 E Catalina Ct, #16Cornville, AZ 86325, ,; Not Investment-Related; 07/01/2005 / Single Family; 55 Clearwater Circle, Sedona , AZ 86351, ,; Not Investment-Related; 06/25/2013 / Lot/Land; 40 Clearwater CircleSedona, AZ 86351, ,; Not Investment-Related; 03/13/2019 / Lot/Land; 30 Clearwater Circle, , Sedona, AZ, 86351; Not Investment-Related; 03/06/2020 / Lot/Land; 45 Clearwater Circle, , Sedona, AZ, 86351; Not Investment-Related; 03/06/2020. Independent Insurance Brokering; Athene Annuity and Life Company; 09/05/2023; Fixed Annuity. Business Ownership; Piper & Ripley LLC; Owner; Rental; 648 Langford Street, , Carmel, IN, 46032; Investment-Related; 04/15/2022; 1 to 9 hours per month; 0 during trading hours / Highfield Enterprises LLC; Financial Advising; legal entity to manage my practice.; 8945 N. Meridian St., Suite 220, Indianapolis, IN, 46260; Investment-Related; 05/27/2021; 1 to 9 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-28 |
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