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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-04-12 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| IL | RA | APPROVED | 1997-12-04 |
Branch Locations
303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chicago | IL | 06/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
Business Ownership; First Down Solutions, LLC; Owner; Manage Ameriprise Business; 501 N CLINTON ST, Unit 3302, Chicago, IL, 60654; Investment-Related; 09/05/2025; 1 to 9 hours per month; 0 during trading hours / Roamin' Ventures, LLC; Co-owner; My wife and I are planning to add a Golden Retriever to our family in the Spring of 2026. His or her name will be 'Rome' and after his or her arrival, my wife would like to document Rome's arrival, growth and our adventures with the dog and entitle an Instagram page and potential youTube channel 'Roamin' with Rome.' The LLC would help us organize the administration of those channels, separate from our respective professional online presence and also give us an entity to manage any income that comes from a future monitization of those social-media pages. Thank you.; 501 N CLINTON ST, APT 3302, Chicago, IL, 60654; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-25 |
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