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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-04 |
| TX | RA | APPROVED_RES | 2020-04-30 |
| NC | RA | APPROVED | 2011-01-03 |
Branch Locations
2101 Sardis Road North Suite 109, Charlotte, NC 28227 • United States
1600 Division St Suite 610, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great American Life Insurance Co | Los Angeles | CA | 07/1991 | Present |
| Tda Associates, Inc. | Charlotte | NC | 05/1991 | Present |
| Voya Financial Advisors | Charlotte | NC | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:TDA Associates, Inc; Yes; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; FINANCIAL SERVICES/DBA; president/owner; 5/1/1991; 8; 8; MARKET SECURITIES,FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:JOHN BRUCE MORRILL-RENTAL PROPERTY; No; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; RENTAL PROPERTY; OWNER; 10/10/2016; 1; 0; MAINTAIN PROPERTY|NAME OF ENTITY:JOHN MORRILL JR-NOTARY; No; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; NOTARY PUBLIC; NOTARY; 11/1/2010; 0; 0; NOTARIZE DOCUMENTS|NAME OF ENTITY:THE SMALL BUSINESS INSIGHT PANEL; No; PO BOX 802346; CHICAGO; IL; 60680; MAIL OUT LETTER/EMAIL; MAILER; 10/1/2010; 1; 1; SENDING JUNK MAIL TO THE RESEARCH PANEL IN ENVELOPES THAT THEY PROVIDE AND SENDING JUNK E-MAILS|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-16 |
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