Karen Worthen Dixon

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 01/2017
  Compass Bank
  Houston, TX
• 05/2013 → 01/2017
  Bbva Securities Inc.
  Houston, TX
• 07/2003 → 01/2017
  Bbva Compass Insurance Agency, Inc
  Austin, TX
• 01/2017 → Present
  Suntrust Bank
  Houston, TX
• 02/2017 → 04/2020
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 04/2017 → Present
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 12/2019 → Present
  Bb&T Securities, Llc.
  Richmond, VA
• 04/2020 → Present
  Suntrust Investment Services, Inc.
  Atlanta, GA

Previous Registrations

• 2019-12-09 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Houston, TX
  Houston, TX
  Richmond, VA
  Richmond, VA
• 2017-06-20 → 2017-12-31
  Gfo Advisory Services, Llc
  Houston, TX
• 1999-02-22 → 2002-12-02
  Caprock Capital Advisors Inc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-15
• S63 Uniform Securities Agent State Law Examination
  2013-03-01

Other Names

• Karen Worthen
• Karen Worthen Dixon
• Karen W Dixon
• Karen W. Dixon