Walter Edward Pickup

Current Employers

Employment History

• 09/1997 → Present
  Osaic Wealth, Inc.
  Minneapolls, MN
• 09/1997 → Present
  Focus Financial Network, Inc.
  Apple Valley, MN

Other Businesses

1. N/A POSITION: Successor Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2018 ADDRESS: 13809 Essex Trail, Apple Valley MN 55124, United States DESCRIPTION: My sister established a QTIP Trust in 2011. I recently learned that I was named as a Successor Trustee of that Trust. This activity will never take any of my time unless all other Trustees are deceased. 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance Agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/25/1997 ADDRESS: 350 W Burnsville Parkway, Suite 575, Burnsville MN 55337, United States DESCRIPTION: sale and service of fixed insurance products 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/1997 ADDRESS: 350 W Burnsville Parkway, Suite 575, Burnsville MN 55337, United States DESCRIPTION: sale and service of investment products 4. FOCUS FINANCIAL POSITION: Owner NATURE: Focus Financial is a corporation. Its affiliated advisors run financial advising practices and do securities and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/24/2020 ADDRESS: 1300 Godward Street, #5500, Minneapolis MN 55413, United States DESCRIPTION: I own a partial interest in Focus Financial and serve on various committees. I am also involved in special projects from time to time relating to the corporation. 5. WEP INC POSITION: Owner NATURE: WEP Inc is an S-Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/06/2004 ADDRESS: 350 W Burnsville Parkway, Suite 575, Burnsville MN 55337, United States DESCRIPTION: WEP Inc is an S-Corp that I established for my financial planning practice. I do not market the corporate name at all and do not conduct any other business through the S-Corp (other than my securities business through Focus Financial and Royal Alliance). 6. WALTER H PICKUP AND JULIA A PICKUP REVOCABLE TRUST POSITION: Trustee and POA NATURE: My parents established a Revocable Living Trust and appointed me as a Successor Trustee. My father is deceased and my mother no longer wishes to manage the assets in the Trust. She has asked me to act as Trustee for her Trust assets and to become POA on her other assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2026 ADDRESS: IL 60449 DESCRIPTION: I will be paying my mom's bills on a monthly basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-31
• S63 Uniform Securities Agent State Law Examination
  1992-04-29