Steven Michael Blume

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 07/2018
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 07/2018 → 03/2019
  Wealth Enhancement Group
  Plymouth, MN
• 07/2018 → 03/2019
  Lpl Financial, Llc
  Plymouth, MN
• 08/2018 → 03/2019
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 09/2018 → 03/2019
  Wealth Enhancement Advisory Services
  Plymouth, MN
• 01/2020 → 10/2021
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
• 05/2019 → 12/2019
  Kelly Services
  Bloomington, MN
• 06/2022 → Present
  Charles Schwab & Co., Inc.
  Minneapolis, MN
• 11/2021 → 05/2022
  Unemployed
  Prior Lake, MN

Previous Registrations

• 2020-02-06 → 2021-10-29
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
• 2018-09-04 → 2019-03-19
  Wealth Enhancement Advisory Services, Llc
  Plymouth, MN
• 2013-10-02 → 2018-07-18
  Rbc Capital Markets, Llc
  Minneapolis, MN
  Minneapolis, MN
• 2010-12-16 → 2013-04-01
  Russell Investments
  Maple Grove, MN
• 2002-11-19 → 2010-12-17
  Rbc Capital Markets, Llc
  Minneapolis, MN
  New York, NY
  Minneapolis, MN

Other Businesses

BestPrep|Investment Related:No|Nonprofit Charitable Organizations|Board Member |2024-04-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.5|The mission of BestPrep is to work with high school students and teachers in MN to prepare students with business, career, and financial literacy skills through hands on experiences that inspire success in work and life.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-04-01
• S65 Uniform Investment Adviser Law Examination
  1998-03-23

Other Names

• Steve Blume
• Steven Blume