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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-12 |
| MO | RA | APPROVED | 2023-10-12 |
| IL | RA | APPROVED | 2023-10-11 |
Branch Locations
1717 Deerfield Rd Ste 300 S, Deerfield, IL 60015 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors, Inc. | Papillion | NE | 01/2016 | 08/2023 |
| W&D Consulting Llc | Deerfield | IL | 10/1999 | Present |
| Lpl Financial Llc | Deerfield | IL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-23 |
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