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Patricia Ann Burns

Caz Investments L.P.

Houston, TX

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Current Employers
Caz Investments L.P.

1360 Post Oak Blvd. Suite 2200, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-13
  • TX RA
    APPROVED
    Since 2020-07-13

Branch Locations

1360 Post Oak Blvd. Suite 2200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Houston TX 02/2016 10/2016
Northern Trust Houston TX 10/2016 01/2020
Caz Investments Houston TX 02/2020 Present
  • 02/2016 → 10/2016
    Unemployed
    Houston, TX
  • 10/2016 → 01/2020
    Northern Trust
    Houston, TX
  • 02/2020 → Present
    Caz Investments
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Other Names
  • Patricia Ann Loebach

View on SEC IAPD

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Other Offices

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TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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