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Patricia Ann Burns

Caz Investments L.P.

Houston, TX

CRD 2225938

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Employer firm

Caz Investments L.p. CRD 113931

$10.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Caz Investments L.P.

1360 Post Oak Blvd. Suite 2200, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-13
  • TX RA
    APPROVED
    Since 2020-07-13

Branch Locations

1360 Post Oak Blvd. Suite 2200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Houston TX 02/2016 10/2016
Northern Trust Houston TX 10/2016 01/2020
Caz Investments Houston TX 02/2020 Present
  • 02/2016 → 10/2016
    Unemployed
    Houston, TX
  • 10/2016 → 01/2020
    Northern Trust
    Houston, TX
  • 02/2020 → Present
    Caz Investments
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Other Names
  • Patricia Ann Loebach

View on SEC IAPD

Nearby Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL

Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

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