Charles Francis Mansfield

Current Employers

Employment History

• 07/2016 → 04/2018
  Lpl Financial Llc
  Charlotte, NC
• 06/2018 → Present
  Icma-Rc Services, Llc
  Washington, DC

Previous Registrations

• 2020-04-06 → 2020-04-09
  Missionsquare Retirement
  Washington, DC
  Waxhaw, NC
• 2016-07-01 → 2018-05-24
  Lpl Financial Llc
  Charlotte, NC
• 2010-07-22 → 2016-06-07
  Mmc Securities Llc
  Charlotte, NC
• 2005-03-02 → 2006-03-23
  American Securities Group, Inc.
  Charlotte, NC
• 2002-07-09 → 2004-12-31
  Banc Of America Investment Services, Inc.
  Charlotte, NC

Other Businesses

1) Wake Forest University. Non-investment related. Address: 200 N College St #150, Charlotte, NC 28202. Nature of business: Academic support. Position: Higher Education Academic Specialist. Start Date: 8/2012. Number of hours/month devoted to the other business: 8-10; during trading hours 0. Duties: Act as expert; instruct and review of Quantitative Methods, Macroeconomics, Managerial Economics, and Finance. 2) Residential rental property. Non-investment related. North Carolina. Owner. Start date: 8/10/2020. Number of hours/month devoted to the other business: 0; during trading hours 0. 3) Name: Rental sites. Non-investment related. Address: 1101 Canal Drive, Carolina Beach, NC 28428. Nature of business: It is listed on short-term rental sites such as VRBO and Airbnb. Periodically, the property is listed as available for rent. Position: Owner. Start Date: 01/01/2023. Number of hours/month devoted to other business: 0; during securities trading hours 0. Duties: A property manager would be the primary contact for all renters. 4) Name: The Dinner Detective. Non-investment related. Address: 1001 A East Harmony Rd, A254, Fort Collins, CO, 80525. Nature of business: Interactive dinner theater shows. Position: Actor. Start Date: 01/01/2023. Number of hours/month devoted to other business: 6; during securities trading hours 0. Duties: Actor. 5) Focal Point Business and Executive Coaching. Non-investment related. Nature of Business: The company provides specialized business coaching, helping leaders and owners achieve personal and professional goals through tailored strategies and mentorship. Address: 2831 St. Rose Pkwy #200/234 Henderson, NV 89052. Position: Certified Business Coach. Franchise owner. Start Date: 03/01/2026. Hours per month devoted to other business 50; during securities trading hours <5. Duties: Business Coaching.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-01
• S63 Uniform Securities Agent State Law Examination
  1994-06-13

Designations

Other Names

• Charles Francis Mansfield
• Charles Francis Mansfield
• Chas Mansfield