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James Lee Keelin

Frazer Bay Investments L. L. C.

Burnsville, MN

CRD 2225874

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Employer firm

Frazer Bay Investments L. L. C. CRD 179518

$3.19M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Frazer Bay Investments L. L. C.

Burnsville, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-04-23
  • MN RA
    APPROVED
    Since 2015-04-23

Branch Locations

Burnsville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frazer Bay Investments L. L. C. Burnsville MN 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S66 Uniform Combined State Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Other Names
  • Jamie Keelin
  • James Lee Keeelin

View on SEC IAPD

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