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Michael Francis Romagnolo

Morgan Stanley

Boca Raton, FL

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-25
TX RA APPROVED 2021-10-22
  • FL RA
    APPROVED
    Since 2021-10-25
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

Boca Raton, FL • United States

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 02/2016 10/2021
Bank Of America, N.A. Boca Raton FL 06/2016 10/2021
Morgan Stanley Smith Barney Llc Ft. Lauderdale FL 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 02/2016 → 10/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boca Raton, FL
  • 06/2016 → 10/2021
    Bank Of America, N.A.
    Boca Raton, FL
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Ft. Lauderdale, FL
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-24
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1995-11-24
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18
Other Names
  • Mike Romagnolo

View on SEC IAPD

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