Victor Vincent Valverde

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-10

TX RA
APPROVED

Since 2025-07-10

Branch Locations

135 Paseo Del Prado Ave Ste 25, Edinburg, TX 78539 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group, Inc.	Mcallen	TX	02/2005	07/2025
Lpl Financial Llc	Edinburg	TX	07/2025	Present

02/2005 → 07/2025

Next Financial Group, Inc.

Mcallen, TX
07/2025 → Present

Lpl Financial Llc

Edinburg, TX

Previous Registrations

2005-02-10 → 2025-07-10

Next Financial Group, Inc.

Edinburg, TX
1999-01-04 → 2005-01-26

Raymond James Financial Services, Inc.

Mcallen, TX

Other Businesses

1. 07/2025 - Victor Valverde - Non-Variable Insurance Commission Trails - EDINBURG, TX - INV REL - Start Date 06/04/2025 - 0hrs/mth |0hrs during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-06-05

S63 Uniform Securities Agent State Law Examination

1992-06-05

View on SEC IAPD