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Jason Curtis Smith

Capital Client Group, Inc.

Los Angeles, CA

Findlay, OH

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-09
  • CA RA
    APPROVED
    Since 2018-04-09

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Findlay, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Chicago IL 03/2018 06/2020
Nationwide Funds Group Columbus OH 07/2010 03/2018
American Funds Chicago IL 06/2020 05/2022
American Funds Chicago IL 05/2022 01/2024
American Funds Los Angeles CA 01/2024 Present
  • 03/2018 → 06/2020
    American Funds
    Chicago, IL
  • 07/2010 → 03/2018
    Nationwide Funds Group
    Columbus, OH
  • 06/2020 → 05/2022
    American Funds
    Chicago, IL
  • 05/2022 → 01/2024
    American Funds
    Chicago, IL
  • 01/2024 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
  • 2008-11-04 → 2010-07-21
    Nationwide Securities, Llc
    Dublin, OH
    Columbus, OH
  • 2005-07-26 → 2008-09-17
    Chase Investment Services Corp.
    Columbus, OH
    Columbus, OH
  • 2005-05-10 → 2005-11-04
    Banc One Securities Corporation
    Columbus, OH
  • 2001-07-17 → 2004-05-13
    Banc One Securities Corporation
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-25
S66 Uniform Combined State Law Examination 2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    2018-06-25
  • S66 Uniform Combined State Law Examination
    2001-02-20
Designations

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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