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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
| CO | RA | APPROVED | 2018-02-14 |
| CT | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
101 N Blakely St, Dunmore, PA 18512 • United States
338 N. Washington Avenue, Scranton, PA 18503 • United States
111 Green Ridge Street, Scranton, PA 18509 • United States
225 Kennedy Boulevard, Pittston, PA 18640 • United States
4010 Birney Avenue, Moosic, PA 18507 • United States
1598 Main Street, Peckville, PA 18452 • United States
2363 Memorial Highway, Dallas, PA 18612 • United States
401 Main Avenue, Scranton, PA 18504 • United States
1311 Morgan Highway, Clarks Summit, PA 18411 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 04/2007 | 02/2018 |
| Lpl Financial Llc | Dunmore | PA | 02/2018 | Present |
1. 02/14/2018 - Fidelity Asset Management Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/5/2018 - Fidelity Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/18/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 3. 02/28/2019 - Fidelity Deposit and Discount Bank - Investment related - At reported business location(s) - Financial Institution Duty - Start date:03/01/2019 - 20 hrs/mo - 20 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-01 |
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