Benjamin Ross Chafitz

Current Employers

Employment History

• 06/2009 → 06/2024
  Securities America Inc.
  Garden City, NY
• 06/2009 → 06/2024
  Securities America Advisors
  Garden City, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Garden City, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Garden City, NY

Previous Registrations

• 2016-06-02 → 2024-06-14
  Securities America Advisors, Inc.
  Garden City, NY
  Garden City, NY

Other Businesses

1. OCEAN COURT CONDOMINIUM POSITION: President NATURE: I have volunteered as Board President of my condominium. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/06/2020 ADDRESS: 425 Shore Road, Long Beach NY 11561 DESCRIPTION: Maintenance and repairs of the building. 2. TSGOC, LLC POSITION: partner NATURE: Administration company INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2009 ADDRESS: 310 Old Country Roaf, Suite 202, Garden City NY 11530 DESCRIPTION: Is the company we set up to be the back office for our SAI and SAA business 3. RISK STRATEGIES COMPANY POSITION: Executive VP NATURE: Sales and service of insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2016 ADDRESS: 310 Old Country Rd Suite 205, Garden City NY 11530 DESCRIPTION: Sales and service of insurance products 4. TSG FINANCIAL, LLC POSITION: Partner NATURE: Sales and services of insurance and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/1991 ADDRESS: 310 Old Country Road, Suite 205, Garden city NY 11530 DESCRIPTION: sales and services, management of insurance products 5. ESTATE OF ALAN AND DEBORAH CHAFITZ POSITION: Executor NATURE: Executor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2023 ADDRESS: 56 22 187 St, Flushing NY 11365 DESCRIPTION: Both my parents and my uncle (the executor) died within 2 weeks. I am now going to be the executor 6. TSGOC LLC POSITION: PARTNER NATURE: ADMINISTRATION COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2009 ADDRESS: 333 Earle Ovington Bvld, Suite 205, UNIONDALE NY 11553, United States DESCRIPTION: WE SET UP THIS COMPANY TO BE THE BACK OFFICE FOR OUR OSAIC INVESTMENT AND ADVISORY BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2025-01-14
• S63 Uniform Securities Agent State Law Examination
  1992-05-06