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Steve Marino Piccini

D.A. Davidson & Co.

Burlington, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-10
WA RA APPROVED 2009-11-11
  • TX RA
    APPROVED
    Since 2022-06-10
  • WA RA
    APPROVED
    Since 2009-11-11

Branch Locations

195 E. George Hopper Road, Burlington, WA 98233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Burlington WA 11/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-04
S63 Uniform Securities Agent State Law Examination 1992-04-10
  • S65 Uniform Investment Adviser Law Examination
    1992-05-04
  • S63 Uniform Securities Agent State Law Examination
    1992-04-10
Designations

View on SEC IAPD

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Gursharan Singh Tiwana
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Kari L Kennedy
MICHAEL STEPHEN JONES
Juan Davila
KENDRA WELLES DOBBS

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · BURLINGTON, WA
KEY INVESTMENT SERVICES LLC · Burlington, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Burlington, WA
EDWARD JONES · BURLINGTON, WA
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURLINGTON, WA
EDWARD JONES · BURLINGTON, WA
EDWARD JONES · BURLINGTON, WA

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