John Mark Darden Baird

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2022
  Ubs Financial Services Inc
  Jackson, MS
• 11/2022 → Present
  Lpl Financial Llc
  Ridgeland, MS

Previous Registrations

• 2014-09-18 → 2022-11-23
  Ubs Financial Services Inc.
  Jackson, MS
• 2011-07-05 → 2014-09-22
  Lpl Financial Llc
  Brookhaven, MS
  Hazlehurst, MS
  Mccomb, MS
  Tylertown, MS
• 2005-05-23 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Brookhaven, MS
  Ridgeland, MS
  Madison, MS
  Hazlehurst, MS
  Mccomb, MS
  Tylertown, MS
  Madison, MS
  Wellsboro, PA

Other Businesses

1) 11/2022 - MCP3 Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / Risgeland, MS 2) 10/2022 - African Bible Colleges / Non-Profit Board Member / Investment Related / 3HRs per Month / 0HRs During Trading / Jackson, MS 3) 08/30/2023 - JMDB Enterprises - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/26/2022 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-20
• S63 Uniform Securities Agent State Law Examination
  1992-04-15

Other Names

• John Mark Baird