Richard A Yemm

Current Employers

Employment History

• 06/1993 → Present
  First Asset Managers
  Vero Beach, FL
• 12/2013 → 07/2019
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 01/2014 → 07/2019
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 07/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 08/2021
  Securities America, Inc.
  Vero Beach, FL
• 11/2020 → 08/2021
  Securities America Advisors, Inc.
  Vero Beach, FL
• 08/2021 → 09/2024
  Scf Securities, Inc
  Fresno, CA
• 08/2021 → 09/2024
  Scf Investment Advisors, Inc
  Fresno, CA
• 11/2020 → 09/2024
  Secura Financial
  Troy, MI
• 09/2024 → Present
  Secure Asset Management, L.L.C.
  Vero Beach, FL

Previous Registrations

• 2021-08-03 → 2024-09-19
  Scf Investment Advisors, Inc.
  Vero Beach, FL
  San Diego, CA
• 2020-11-06 → 2021-08-05
  Securities America Advisors, Inc.
  Vero Beach, FL
• 2019-07-03 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Vero Beach, FL
  Seattle, WA
• 2014-01-23 → 2019-07-02
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
  Vero Beach, FL
• 2001-11-08 → 2013-12-26
  Cetera Advisors Llc
  Greenwood Village, CO
  Vero Beach, FL

Other Businesses

FIRST ASSET MANAGERS, INC - INVESTMENT RELATED - 1940 10TH AVE STE C, VERO BEACH FL 32960 - DBA - OWNER - START 06/1993 - 100 HOURS/MONTH DURING TRADING HOURS - MANAGEMENT, ADMINISTRATION, & OPERATIONS; FIRST ASSET CONSULTANTS - NON INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/OWNER - START 11/2006 - 5 HOURS/MONTH DURING TRADING HOURS - HEALTH, LIFE, LTC, DISABILITY, & FIXED ANNUITIES; RILEY'S PRESS - INVESTMENT RELATED - SAME ADDRESS - DBA / BOOK PUBLICATION & DISTRIBUTION - OWNER - START 10/2020 - 30 HOURS/MONTH, 20 DURING TRADING HOURS - ALL ACTIVITIES FROM CONCEPT, MANUFACTURE, & PROMOTION OF MEDIUM INCLUDING BOOK & ARTICLES; SECURE ASSET MANAGEMENT - INVESTMENT RELATED - SAME ADDRESS - FINANCIAL ADVISORY - INDEPENDENT CONTRACTOR - START 09/2024 - 141 HOURS/MONTH, 120 DURING TRADING HOURS - FINANCIAL ADVISOR & MANAGEMENT OF ASSETS. First Asset Managers, Inc.; Owner; Investment Related; 1940 10th Ave Suite C2 Vero Beach Florida 32960; Responsibilities: DBA for consulting services; Started 2025-05-30; 10 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Contact person at the organization: Dick Yemm. First Asset Consultants, LLC; Owner; Investment Related; 1940 10th Ave Suite C2 Vero Beach Florida 32960; Responsibilities Duties: dba Consulting Services; Started 2025-05-30; 10 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Contact person at the organization: Dick Yemm.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-24
• S63 Uniform Securities Agent State Law Examination
  1992-04-14

Designations

Other Names

• Dick Yemm
• Richard Albert Yemm