David James Free

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-06-14

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Russell Investments	Chicago	IL	11/2005	03/2022
Russell Fund Distributors, Inc., Part Of Russell Investments	Chicago	IL	01/2008	03/2022
Russell Implementation Services Inc. Part Of Russell Investments	Seattle	WA	06/2016	03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	10/2022	Present
Unemployed	Chicago	IL	04/2022	10/2022

11/2005 → 03/2022

Russell Investments

Chicago, IL
01/2008 → 03/2022

Russell Fund Distributors, Inc., Part Of Russell Investments

Chicago, IL
06/2016 → 03/2022

Russell Implementation Services Inc. Part Of Russell Investments

Seattle, WA
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
04/2022 → 10/2022

Unemployed

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-09
S63	Uniform Securities Agent State Law Examination	1996-05-03

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